How to Cite A Dissertation

 

1) Are dissertations published or unpublished – and how can I tell the difference?

 

2) How should I cite a dissertation or thesis published by ProQuest/UMI?

 

3) Where would I find the Dissertation Abstracts International or Masters Theses International volume and issue number?

 

4) CIIS citation formats – APA, MLA, Chicago, AAA

 

 

1) Are dissertations published or unpublished – and how can I tell the difference?

     The majority of dissertations done at institutions in the United States and Canada – including CIIS – and some dissertations from institutions in other countries are published through ProQuest/UMI.

     The way to tell whether the work in question is published is to search their database, called ProQuest Dissertations and Theses. (Members of the CIIS community can access it through our library.) If you find a record for the work in question, assume that it is published unless that record lists only an abstract (i.e., there’s no fulltext available and/or no link to order a copy). If you do not see it listed in this database, but know it was from a school in the United States, check with a reference librarian.

     If the dissertation is from an institution in another country, and not listed in ProQuest Dissertations and Theses, see if you can find it through one of the other dissertation links on the CIIS Library Research Resources page

 

 

2) How should I cite a dissertation or thesis published by ProQuest/UMI?

     At the present time (spring 2007), some of the citation formats in use at CIIS still maintain the fiction that dissertations are located through the serial publication Dissertation Abstracts International despite the fact that most researchers never see those print volumes. The same is true for MA theses listed in Masters Thesis Abstracts International. Dissertations and theses, then, are cited as quasi-journal articles.

     Since that doesn’t reflect how people actually find these works, the kludge in use at CIIS is to append the dissertation publication number or thesis publication number. The publication numbers are akin to the standard identification numbers for books (ISBNs), and will make it easier for future researchers using your work to unambiguously identify the work you are citing. Publication numbers usually begin with the letters AAT, with several numbers following.

 

 

3) Where would I find the Dissertation Abstracts International or Masters Theses International volume and issue number?

     If it’s not in the initial information you saved for this item (and it may not be), then do a quick search again in Proquest Dissertations and Theses using the author’s name and key word or words from the title as ‘Document title”. Once you find the item, click on the link for the title. There you’ll see something like:

DAI-B 66/09, p. 5099,

which tells you this appeared in Dissertations Abstracts International volume 66B, issue number 09, page 5099. If you see:

            MAI 44/06, Dec 2006

then this is a MA thesis, and it appeared in Masters Theses Abstracts International volume 44, issue number 6.

 

 

4) CIIS citation formats – APA, MLA, Chicago, AAA

Note: don’t use the square brackets [ ] when you cite – these are to indicate where you should enter a specific detail for that citation.

 

APA citation format for a published dissertation:

Author. year. Title without italics. Dissertation Abstracts International, volume including

     the letter A or B (issue number), page. (Publication No. [number].)

 

APA citation format for a published MA thesis:

Author. year. Title without italics. Master’s Theses Abstracts International, volume

     (issue number). (Publication No. [number].)

 

 

MLA citation format for a published dissertation:

Author. Title in italics. Diss. School, year. Ann Arbor: ProQuest/UMI, date. (Publication

     No. [number].)

 

MLA citation format for a published MA thesis:

Author. Title in italics. Thesis. School, year. Ann Arbor: ProQuest/UMI, date. (Publication

     No. [number].)

 

 

Chicago citation format for a published dissertation:

Author, year. Title without italics. [Degree] diss., school. Dissertation Abstracts

     International, publ. nr. [number], DAI-[A or B] volume/issue (year): page number.

 

Chicago citation format for a published MA thesis:

Author, year. Title without italics. [Degree] diss., school. Master’s Theses Abstracts

     International, publ. nr. [number], MAI volume/issue (year): page number.

 

 

AAA citation format for a published dissertation:

Author

  year  Title without italics. [Degree] dissertation, department or program, school.

     (Publication nbr. [number].)

     

 

AAA citation format for a published MA thesis:

Author

  year  Title without italics. [Degree] thesis., department or program, school.

     (Publication nbr. [number].)